Patersons Capital Markets. A Leading Provider of Australian Equity Capital.
Capital Markets

Capital Markets

  • Corporate Finance

    Patersons Corporate Finance is focused on providing equity and debt capital to Australian small cap, mid cap and emerging companies in conjunction with providing advice, research coverage and investor access domestically and internationally.
     
    With executives based in Perth, Sydney and Melbourne, our team is actively involved in initiating, managing and structuring new equity capital raisings, including Initial Public Offerings (IPOs), share placements, rights issues and share purchase plans. We are also well versed on corporate advisory assignments and mergers and acquisitions.
     
    Patersons is the most active arranger of capital in the Australian market place, ranking #1 by number of new equity issues every year since 2003 by reference to the Thomson Reuters League Tables.

    Contact Corporate Finance

  • Institutional Dealing

    Patersons institutional dealing team is specifically focused on fulfilling the specialised requirements of domestic, Asian and other international institutional clients investing in Australia. Our service based approach complements our corporate and research offerings.
     
    Our experienced team of institutional dealers are based in Perth, Sydney and Melbourne.
     
    By concentrating on niche areas such as Western Australian companies, the resource sector, and specific eastern states industrials, we have become known as one of the leading mid-cap resource and industrial brokers in the country.
     
    The key to our success is strong product knowledge. We are focussed on building expertise in quality companies to enable better trade execution for our clients through strong market share. We achieve this by maintaining ongoing research, including personal visits to key companies.
     
    Contact Patersons Institutional Dealing

  • Research Services

    Patersons research team covers a wide range of companies in different industry sectors, seeking to satisfy the varied demands and requirements of clients. As an essential cornerstone to successful broker-client relationships, we seek to independently understand and identify value in the companies we cover.
     
    Research coverage by Patersons may help to increase the profile of a company, leading to improved liquidity and facilitating better share price discovery. Follow-on research is also an important tool in aligning a share price with value.

  • 708 Investor Opportunities

    Qualifying investors, who understand the implications of being classified as sophisicated and wholesale, are able to access a range of exclusive 708 Investor opportunities through Patersons.

    A new issue of securities is generally offered to the public with regulated disclosure documents such as a prospectus or product disclosure statement. However, a qualifying investor who is capable of making investment decisions without the need to consider a prospectus or disclosure document may be eligible to participate in certain exclusive placements or capital raisings.

    In order to participate, investors must provide a certificate, from a qualified accountant certifying that they have a prescribed net asset or gross income level, being:

    • A gross income of $250,000 or more per annum in each of the previous two years; or
    • Net assets of at least $2.5 million.

    Learn how to register as a 708 Investor