Client Disclosure Documents

• Canaccord Genuity Financial Services Guide

• Canaccord Genuity East Perth Financial Services Guide

• Canaccord Genuity Share Trading Terms and Conditions

• Canaccord Genuity Privacy Policy

• Pershing Disclosure Statement

• Pershing Financial Services Guide

• Pershing Privacy Policy and Client Statement

• Direct Debit Terms and Conditions

• International Securities Service Terms and Conditions

• Canaccord Genuity Patersons Acceptable Forms of ID

• BNY Mellon Privacy Policy

• Canaccord Genuity Best Execution Policy

• Sponsorship Agreement Terms and Conditions

• TraCR combined product disclosure statement and financial services guide