Client Disclosure Documents

• Canaccord Genuity Financial Services Guide

• Canaccord Genuity Share Trading Terms and Conditions

• Canaccord Genuity Privacy Policy

• Pershing Disclosure Statement

• Pershing Financial Services Guide

• Pershing Privacy Policy and Client Statement
• Pershing Institutional Terms and Conditions

• Direct Debit Terms and Conditions

• International Securities Service Terms and Conditions

• Canaccord Genuity Acceptable Forms of ID

• BNY Mellon Privacy Policy

• Canaccord Genuity Best Execution Policy

• Sponsorship Agreement Terms and Conditions

• TraCR combined product disclosure statement and financial services guide
• ASX Understanding Trading and Investment Warrants
• Chi-X Investing In Warrants